RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• S•••• S•••••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 15, 2025 · Newburgh, In
- L•• F•••••••• L•• BD affiliatedNov 30, 2009 to Jul 23, 2025 · Hatfield, In
- I••••• F•••••••• C••••••••• formerApr 13, 2009 to Dec 1, 2009 · Newburgh, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 14, 2005 to Apr 15, 2009 · Evansville, In
- J••••• H•••••••• W••• L••••• L•• formerFeb 15, 2000 to Feb 10, 2005 · Evansville, In
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Jul 23, 2025, registered Jul 15, 2025 (-8 days) · Affiliated broker-dealer or bank to another
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Dec 1, 2009, registered Nov 30, 2009 (-1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••• F•••••••• C•••••••••left Apr 15, 2009, registered Apr 13, 2009 (-2 days) · Other
- J••••• H•••••••• W••• L••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 10, 2005, registered Jan 14, 2005 (-27 days) · Other
- T•••••• S•••• S••••••• left L•• F•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2025-07-15)Jul 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address