DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• D•••• B••••••

B••• • G••••• L••mixed wealthTampa, Fl dual registrantIAPD 3270794

Feed of 09/15/2026

Also filed as Joe B••••••

At current firm

2 y

since Feb 28, 2024

In the industry

26 y

since Oct 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Principal & Institutional Portfolio Consultantreportedbahl-gaynor.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

B••• • G••••• L•• mixed wealth current
since Feb 28, 2024 · Tampa, Fl
A••••••• A•••• M••••••••• I••• mixed wealth
Dec 20, 2010 to Jul 6, 2023 · Lisle, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 30, 2007 to Feb 3, 2009 · Chicago, Il
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Dec 5, 2007 · Riverwoods, Il
M••••• S•••••• D• I••• unclassified
Jan 20, 2000 to Apr 2, 2007 · Riverwoods, Il

Moves

a registration end followed by a registration begin elsewhere

A••••••• A•••• M••••••••• I••• to B••• • G••••• L••
left Jul 6, 2023, registered Feb 28, 2024 (237 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••• A•••• M••••••••• I•••
left Feb 3, 2009, registered Dec 20, 2010 (685 days) · Other
M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 5, 2007, registered Nov 30, 2007 (-5 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

J••••• D•••• B•••••• left A••••••• A•••• M••••••••• I••• for B••• • G••••• L•• (registered 2024-02-28)
Jul 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address