DFX Intelligence
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Registered advisor
K•••• L• V•••••
Feed of 09/14/2026
Also filed as K•••• L••••••• N••••••••• V••••••••• L••••••• V•••••
At current firm
0 y
since Oct 30, 2025
In the industry
26 y
since Oct 4, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Oct 30, 2025 · Manasquan, Nj
- O•••• W•••••• I••• BD affiliatedJan 14, 2005 to Dec 13, 2011 · Wall, Nj
- E•••••••• A•••••••• L•• national BDJul 30, 2002 to Oct 18, 2004 · Neptune, Nj
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to W•••• I••••••••• A•••••••• L••left Dec 13, 2011, registered Oct 30, 2025 (5070 days) · Other
- E•••••••• A•••••••• L•• to O•••• W•••••• I•••left Oct 18, 2004, registered Jan 14, 2005 (88 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address