RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- S•••• C••••••• L• independent RIA currentsince Jul 27, 2021 · Salt Lake City, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 23, 2008 to May 15, 2017 · San Francisco, Ca
- M••••• S•••••• • C•• L•• unclassifiedSep 10, 2004 to Apr 25, 2008 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• C••••••• L•left May 15, 2017, registered Jul 27, 2021 (1534 days) · Wirehouse to independent RIA · moved with a team
- M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 25, 2008, registered Apr 23, 2008 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address