B•••• T• C••••

Certified Financial Planner

Feed of 09/14/2026

Also filed as B•••• C••••••••• T••••• C••••

At current firm

2 y

since Jan 19, 2024

In the industry

26 y

since Nov 9, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• P•••••• W••••• A••••••• L•• former
Jul 9, 2010 to Mar 20, 2025 · San Francisco, Ca
F•••• R••••••• W••••• A•••••••• L•• unclassified
Jun 18, 2009 to Sep 30, 2010 · San Francisco, Ca
S•••••••• A••••••• L•• national BD
May 3, 2005 to Feb 13, 2009 · San Francisco, Ca
C••••••• I••••••••• S••••••• unclassified
Feb 6, 2004 to Feb 28, 2005 · Berkeley, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Mar 20, 2025, registered Jan 19, 2024 (-426 days) · corporate re-registration, not a move
F•••• R••••••• W••••• A•••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
left Sep 30, 2010, registered Jul 9, 2010 (-83 days) · Other
S•••••••• A••••••• L•• to F•••• R••••••• W••••• A•••••••• L••
left Feb 13, 2009, registered Jun 18, 2009 (125 days) · Other
C••••••• I••••••••• S••••••• to S•••••••• A••••••• L••
left Feb 28, 2005, registered May 3, 2005 (64 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address