RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• M•••••• L•••••••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Feb 24, 2022 · Melbourne, Fl
- C•••••••• F•••••••• G•••• A••••••• formerAug 2, 2011 to Feb 25, 2022 · Orlando, Fl
- L•• F•••••••• L•• BD affiliatedApr 12, 2010 to Jun 9, 2011 · Winter Park, Fl
- M•• F•••••••• S•••••••• I••• formerJun 23, 2005 to Dec 18, 2009 · Orlando, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedOct 6, 2000 to Apr 21, 2005 · Clearwater, Fl
- C•••••••• F•••••••• G•••• A••••••• to K••••• A••••••• S•••••••• L••left Feb 25, 2022, registered Feb 24, 2022 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left Jun 9, 2011, registered Aug 2, 2011 (54 days) · Other
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Dec 18, 2009, registered Apr 12, 2010 (115 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to M•• F•••••••• S•••••••• I•••left Apr 21, 2005, registered Jun 23, 2005 (63 days) · Other
- S••••• M•••••• L••••••••• left C•••••••• F•••••••• G•••• A••••••• for K••••• A••••••• S•••••••• L•• (registered 2022-02-24)Feb 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address