RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••••• M•••••
- V•••• W••••• M••••••••• L•• independent RIA currentsince Jan 11, 2026 · Rosemont, Il
- V•••• W••••• M••••••••• L•• independent RIAMar 10, 2025 to Dec 31, 2025 · Rosemont, Il
- C•••••• S••••• • C••• I••• national BDFeb 6, 2017 to Jan 2, 2025 · Orlando Park, Il
- A••••••••• F•••••••• S•••••••• L•• national BDMay 14, 2015 to Jan 23, 2017 · Orland Park, Il
- C•••••• S••••• • C••• I••• to V•••• W••••• M••••••••• L••left Jan 2, 2025, registered Mar 10, 2025 (67 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Jan 23, 2017, registered Feb 6, 2017 (14 days) · Affiliated broker-dealer or bank to another
- M•••••• R••••• M••••• left C•••••• S••••• • C••• I••• for V•••• W••••• M••••••••• L•• (registered 2025-03-10)Jan 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address