DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Keith Frederick France
Feed of 09/14/2026
Also filed as Keith F France
At current firm
7 y
since Mar 27, 2019
In the industry
26 y
since Feb 28, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Mar 27, 2019 · San Jose, Ca
- Bmo Harris Financial Advisors, Inc formerAug 1, 2012 to Mar 7, 2019 · Carmel, In
- M&I Investment Management Corp. formerApr 29, 2010 to Apr 18, 2012 · Milwaukee, Wi
- M&I Financial Advisors, Inc. formerFeb 11, 2009 to Aug 1, 2012 · Indianapolis, In
- Cetera Investment Services LLC formerMay 11, 2007 to Jul 10, 2008 · Indianapolis, In
- Morgan Keegan & Company, LLC formerJul 28, 2004 to Apr 13, 2007 · Indianapolis, In
- Union Planters Investment Advisors, Inc. unclassifiedOct 23, 2003 to Aug 5, 2004 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Bmo Harris Financial Advisors, Inc to Cetera Investment Advisers LLCleft Mar 7, 2019, registered Mar 27, 2019 (20 days) · Affiliated broker-dealer or bank to another
- M&I Financial Advisors, Inc. to M&I Investment Management Corp.left Aug 1, 2012, registered Apr 29, 2010 (-825 days) · corporate re-registration, not a move
- M&I Investment Management Corp. to Bmo Harris Financial Advisors, Incleft Apr 18, 2012, registered Aug 1, 2012 (105 days) · corporate re-registration, not a move
- Cetera Investment Services LLC to M&I Financial Advisors, Inc.left Jul 10, 2008, registered Feb 11, 2009 (216 days) · Other
- Morgan Keegan & Company, LLC to Cetera Investment Services LLCleft Apr 13, 2007, registered May 11, 2007 (28 days) · Other
- Union Planters Investment Advisors, Inc. to Morgan Keegan & Company, LLCleft Aug 5, 2004, registered Jul 28, 2004 (-8 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address