RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••• A•••• W•••••
- W••••• I••••••••• S••••••• state registered currentsince Jun 24, 2014 · Rockwall, Tx
- B•• F•••••••• G••••• L•• formerJun 6, 2005 to Apr 5, 2014 · Heath, Tx
- L•• F•••••••• L•• BD affiliatedJun 16, 2004 to Jun 6, 2005 · Rockwall, Tx
- B•• F•••••••• G••••• L•• to W••••• I••••••••• S•••••••left Apr 5, 2014, registered Jun 24, 2014 (80 days) · Other
- L•• F•••••••• L•• to B•• F•••••••• G••••• L••left Jun 6, 2005, registered Jun 6, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address