DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Heath Edward Scott
Feed of 09/14/2026
At current firm
6 y
since Oct 18, 2019
In the industry
26 y
since Sep 30, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Robert W. Baird & Co. Incorporated mixed wealth currentsince Oct 18, 2019 · Murray, Ky
- Raymond James & Associates, Inc. national BDJul 13, 2017 to Jul 25, 2017 · Murray, Ky
- J.J.B. Hilliard, W.L. Lyons, LLC formerMay 4, 2006 to Oct 18, 2019 · Murray, Ky
- Bb&T Investment Services, Inc. formerFeb 7, 2005 to Apr 25, 2006 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- J.J.B. Hilliard, W.L. Lyons, LLC to Raymond James & Associates, Inc.left Oct 18, 2019, registered Jul 13, 2017 (-827 days) · RIA to affiliated broker-dealer or bank
- Raymond James & Associates, Inc. to Robert W. Baird & Co. Incorporatedleft Jul 25, 2017, registered Oct 18, 2019 (815 days) · Affiliated broker-dealer or bank to independent RIA
- Bb&T Investment Services, Inc. to J.J.B. Hilliard, W.L. Lyons, LLCleft Apr 25, 2006, registered May 4, 2006 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address