RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••••• R•••• K•••••
- A••••••• F•••••••• C••••••••• L•• independent RIA currentsince May 31, 2018 · Beachwood, Oh
- S•••••• W••••• P•••••••• L•• BD affiliatedAug 17, 2010 to Feb 7, 2018 · Beachwood, Oh
- L•• F•••••••• L•• BD affiliatedDec 12, 2008 to Dec 31, 2010 · Beachwood, Oh
- U•• F•••••••• S••••••• I••• wirehouseSep 13, 2007 to Aug 14, 2008 · Cleveland, Oh
- S•••••• W••••• P•••••••• L•• to A••••••• F•••••••• C••••••••• L••left Feb 7, 2018, registered May 31, 2018 (113 days) · Other
- L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••left Dec 31, 2010, registered Aug 17, 2010 (-136 days) · Other
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Aug 14, 2008, registered Dec 12, 2008 (120 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address