RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• M••••
- C•••••• T•••• • C••••••• I••• independent RIA currentsince Feb 16, 2015 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Jun 23, 2014 · Atlanta, Ga
- A••••••••• A•••••• S•••••••• I••• unclassifiedAug 24, 2007 to Oct 5, 2009 · Atlanta, Ga
- A• G• E•••••• • S•••• I••• unclassifiedMar 18, 2003 to Aug 2, 2007 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• to C•••••• T•••• • C••••••• I•••left Jun 23, 2014, registered Feb 16, 2015 (238 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to A••••••••• A•••••• S•••••••• I•••left Aug 2, 2007, registered Aug 24, 2007 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address