RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• B•••• P•••••
- F•••• F••••••••• A••••••• independent RIA currentsince Nov 22, 2013 · Irvine, Ca
- N•••••••• B••••• B• L•• no RAUMOct 31, 2002 to Nov 25, 2009 · Newport Beach, Ca
- W•••• F•••• I••••••••• L•• unclassifiedSep 6, 2002 to Nov 13, 2002 · Newport Beach, Ca
- N•••••••• B••••• B• L•• to F•••• F••••••••• A•••••••left Nov 25, 2009, registered Nov 22, 2013 (1458 days) · Other
- W•••• F•••• I••••••••• L•• to N•••••••• B••••• B• L••left Nov 13, 2002, registered Oct 31, 2002 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address