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RIA Intelligence
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Registered advisor
A•••••• J••••• P••••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
8 y
since Apr 10, 2018
In the industry
43 y
since May 2, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A•• F•••••••• S•••••••• L•• state registered currentsince Apr 10, 2018 · Wilmington, De
- N••• F•••••••• G••••• I••• formerJan 31, 2007 to Apr 10, 2018 · Houston, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 19, 1999 to Feb 1, 2007 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to A•• F•••••••• S•••••••• L••left Apr 10, 2018, registered Apr 10, 2018 (0 days) · RIA to a state-registered adviser
- M•• I•••••••• S•••••••• L•• to N••• F•••••••• G••••• I•••left Feb 1, 2007, registered Jan 31, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address