DFX Intelligence
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Registered advisor
R••••• W••••• B•••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedPeachtree City, Gadual registrantIAPD 4001414
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••••• W• B••••••••• B•••••••
At current firm
8 y
since Jul 23, 2018
In the industry
26 y
since Nov 4, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 23, 2018 · Peachtree City, Ga
- W•••• F•••• A••••••• wirehouseJul 13, 2007 to Jul 25, 2018 · Peachtree City, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 7, 2004 to Jul 11, 2007 · Peachtree City, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 25, 2018, registered Jul 23, 2018 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 11, 2007, registered Jul 13, 2007 (2 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address