RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• R••••• C•••••••
- I••••••••• A••••••• G•••• independent RIA currentsince Nov 12, 2008 · Lexington, Ma
- O•••• W•••••• I••• BD affiliatedAug 30, 2005 to Nov 12, 2008 · Wakefield, Ma
- U•• F•••••••• S••••••• I••• wirehouseNov 30, 2000 to Mar 19, 2003 · Boston, Ma
- O•••• W•••••• I••• to I••••••••• A••••••• G••••left Nov 12, 2008, registered Nov 12, 2008 (0 days) · Other
- U•• F•••••••• S••••••• I••• to O•••• W•••••• I•••left Mar 19, 2003, registered Aug 30, 2005 (895 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address