RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• W• M••••••
- P• W••••••••• L•• state registered currentsince Jan 14, 2026 · Redondo Beach, Ca
- P• W••••••••• L•• state registeredFeb 9, 2017 to Dec 31, 2025 · Redondo Beach, Ca
- P• W••••••••• L•• state registeredDec 21, 2012 to Dec 31, 2016 · Redondo Beach, Ca
- G••••• S••••••••• I••• formerJan 12, 2012 to Dec 19, 2012 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedAug 3, 2009 to Dec 7, 2011 · Torrance, Ca
- C••••• A•••••• N••••••• L•• formerDec 3, 2001 to Mar 9, 2009 · Torrance, Ca
- G••••• S••••••••• I••• to P• W••••••••• L••left Dec 19, 2012, registered Dec 21, 2012 (2 days) · Other
- L•• F•••••••• L•• to G••••• S••••••••• I•••left Dec 7, 2011, registered Jan 12, 2012 (36 days) · Other
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Mar 9, 2009, registered Aug 3, 2009 (147 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address