J••• S•••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 5, 2025 · Hauppauge, Ny
• A•••••• A••••••• S••••••• former
  Nov 14, 2023 to Sep 5, 2025 · Hauppauge, Ny
• O•••• W•••••• I••• BD affiliated
  Sep 10, 2021 to Nov 16, 2023 · Hauppauge, Ny
• C••••• I••••••••• A••••••• L•• BD affiliated
  Apr 12, 2021 to Sep 10, 2021 · Melville, Ny

• A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
  left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
• O•••• W•••••• I••• to A•••••• A••••••• S•••••••
  left Nov 16, 2023, registered Nov 14, 2023 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
• C••••• I••••••••• A••••••• L•• to O•••• W•••••• I•••
  left Sep 10, 2021, registered Sep 10, 2021 (0 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Nov 16, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address