RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• N•••••
- C••••• G••••• F•••••••• A•••••••• L•• independent RIA currentsince Jan 3, 2018 · Asheville, Nc
- V•••••• A•••••••• I••• BD affiliatedMar 2, 2015 to Dec 31, 2017 · Asheville, Nc
- A••••••• A••••••• S••••••• formerApr 28, 2009 to Jan 8, 2015 · Cincinnati, Oh
- C•••• I••••••••• S••••••• C•••• formerJun 26, 2006 to Oct 22, 2007 · Cincinnati, Oh
- V•••••• A•••••••• I••• to C••••• G••••• F•••••••• A•••••••• L••left Dec 31, 2017, registered Jan 3, 2018 (3 days) · Other · moved with a team
- A••••••• A••••••• S••••••• to V•••••• A•••••••• I•••left Jan 8, 2015, registered Mar 2, 2015 (53 days) · Other
- C•••• I••••••••• S••••••• C•••• to A••••••• A••••••• S•••••••left Oct 22, 2007, registered Apr 28, 2009 (554 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address