M•••••• E••• M••••

C••••• I••••••••• A••••••• L••BD affiliatedEl Segundo, Ca dual registrantIAPD 4008987

Feed of 09/14/2026

Also filed as M••• H••••••••• M••••

At current firm

3 y

since Mar 21, 2023

In the industry

26 y

since Nov 12, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 21, 2023 · Fairburn, Ga
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Apr 27, 2011 to Nov 30, 2015 · Norcross, Ga
E•••••• C•••••• M••••••••• L•• former
Feb 26, 2009 to Aug 9, 2010 · Arlington, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Nov 30, 2015, registered Mar 21, 2023 (2668 days) · Other · moved with a team
E•••••• C•••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 9, 2010, registered Apr 27, 2011 (261 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address