RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Feb 18, 2026 · Medina, Oh
- S•••••••• W••••• P•••••••• L••• independent RIASep 15, 2014 to Nov 19, 2018 · Independence, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 15, 2011 to Jul 7, 2014 · Cleveland, Oh
- S•••••••• W••••• P•••••••• L••• to M•• I•••••••• S•••••••• L••left Nov 19, 2018, registered Feb 18, 2026 (2648 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• W••••• P•••••••• L•••left Jul 7, 2014, registered Sep 15, 2014 (70 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address