DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
T. James Williams
Feed of 09/15/2026
Also filed as Thomas James Williams
At current firm
14 y
since Sep 5, 2012
In the industry
45 y
since Jul 1, 1981 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G. A. Repple & Company BD affiliated currentsince Sep 5, 2012 · Fresno, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedSep 19, 2011 to Jun 14, 2012 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to G. A. Repple & Companyleft Jun 14, 2012, registered Sep 5, 2012 (83 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address