RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• M•••••• P•••
- O•••• W•••••• I••• BD affiliated currentsince Aug 18, 2025 · Columbia, Tn
- L••••• F••••••••• I••• BD affiliatedApr 14, 2015 to Aug 19, 2025 · Columbia, Tn
- J••••• H•••••••• W••• L••••• L•• formerMar 30, 2004 to Dec 17, 2004 · Franklin, Tn
- L••••• F••••••••• I••• to O•••• W•••••• I•••left Aug 19, 2025, registered Aug 18, 2025 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- J••••• H•••••••• W••• L••••• L•• to L••••• F••••••••• I•••left Dec 17, 2004, registered Apr 14, 2015 (3770 days) · Other
- G••• M•••••• P••• left L••••• F••••••••• I••• for O•••• W•••••• I••• (registered 2025-08-18)Aug 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address