RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• E••••• L••
- C••••• O••••••••• F••••••••• state registered currentsince Jan 2, 2026 · Mason, Mi
- L•• F•••••••• L•• BD affiliatedJan 7, 2014 to Jun 22, 2016 · Mason, Mi
- T•••••••• A••••••• G••••• I••• BD affiliatedApr 13, 2010 to Dec 23, 2013 · Greensburg, Pa
- S•• BD affiliatedOct 29, 2007 to Dec 8, 2009 · Mason, Mi
- L•• F•••••••• L•• BD affiliatedSep 9, 2002 to Nov 21, 2007 · Riverside, Ca
- U•• F•••••••• S••••••• I••• wirehouseJan 24, 2000 to Oct 1, 2002 · Riverside, Ca
- L•• F•••••••• L•• to C••••• O••••••••• F•••••••••left Jun 22, 2016, registered Jan 2, 2026 (3481 days) · Other
- T•••••••• A••••••• G••••• I••• to L•• F•••••••• L••left Dec 23, 2013, registered Jan 7, 2014 (15 days) · Other
- S•• to T•••••••• A••••••• G••••• I•••left Dec 8, 2009, registered Apr 13, 2010 (126 days) · Other
- L•• F•••••••• L•• to S••left Nov 21, 2007, registered Oct 29, 2007 (-23 days) · Other
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Oct 1, 2002, registered Sep 9, 2002 (-22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address