DFX Intelligence
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Registered advisor
C•••••• D• G••••
Feed of 09/14/2026
Also filed as C•••••• D•••• B••••••••• D• G••••••••• D•••• G••••
At current firm
0 y
since Aug 26, 2026
In the industry
26 y
since Oct 22, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 26, 2026 · Ponte Vedra Beach, Fl
- M••••• S•••••• wirehouseFeb 28, 2018 to Jul 18, 2025 · Beverly Hills, Ca
- U•• F•••••••• S••••••• I••• wirehouseApr 26, 2007 to Apr 27, 2016 · Weehawken, Nj
- W•••• F•••• A••••••• wirehouseDec 2, 2005 to Apr 18, 2007 · Purc••••, Ny
- C•••• I••••••••• S••••••• C•••• formerApr 7, 2005 to May 3, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 27, 2016, registered Feb 28, 2018 (672 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Apr 18, 2007, registered Apr 26, 2007 (8 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left May 3, 2005, registered Dec 2, 2005 (213 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address