RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••• S••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 23, 2025 · Skokie, Il
- W••••••• I••••••••• formerApr 17, 2009 to Jan 23, 2025 · Skokie, Il
- M•••••• F•••••••• A•• I••••••••• S•••••••• I••• unclassifiedMay 7, 2007 to Apr 20, 2009 · Glenview, Il
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 18, 2005 to May 9, 2007 · Elmwood Park, Il
- A• G• E•••••• • S•••• I••• unclassifiedSep 4, 2002 to Jan 11, 2005 · Chicago, Il
- W••••••• I••••••••• to L•• F•••••••• L••left Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
- M•••••• F•••••••• A•• I••••••••• S•••••••• I••• to W••••••• I•••••••••left Apr 20, 2009, registered Apr 17, 2009 (-3 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to M•••••• F•••••••• A•• I••••••••• S•••••••• I•••left May 9, 2007, registered May 7, 2007 (-2 days) · Other
- A• G• E•••••• • S•••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 11, 2005, registered Feb 18, 2005 (38 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address