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Registered advisor
W••••• C••••
Feed of 09/15/2026
Also filed as W••••• Andres C••••
At current firm
7 y
since Nov 21, 2018
In the industry
25 y
since Oct 10, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Nov 21, 2018 · New York, Ny
- S•••••••• I••••••••• M••••••••• formerMar 27, 2017 to Mar 8, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• I••••••••• M••••••••• to R•• C•••••• M••••••• L••left Mar 8, 2018, registered Nov 21, 2018 (258 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address