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Registered advisor

C•••• K• S••••••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMOmaha, Nedual registrantIAPD 4029932

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Carla Katherine Scott

At current firm

0 y

since May 4, 2026

In the industry

26 y

since Sep 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since May 4, 2026 · Omaha, Ne
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 15, 2022 to Feb 16, 2023 · Omaha, Ne
N••••••••• M••••• I••••••••• S••••••••• no RAUM
May 14, 2007 to Nov 14, 2022 · Omaha, Ne
N••••••••• M••••• W••••• M••••••••• C•••••• unclassified
Nov 27, 2006 to Apr 30, 2007 · Milwaukee, Wi

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Feb 16, 2023, registered May 4, 2026 (1173 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 14, 2022, registered Nov 15, 2022 (1 days) · Other
N••••••••• M••••• W••••• M••••••••• C•••••• to N••••••••• M••••• I••••••••• S•••••••••
left Apr 30, 2007, registered May 14, 2007 (14 days) · corporate re-registration, not a move

Signals

C•••• K• S•••••••• left A••••••••• F•••••••• S•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-05-04)
Feb 16, 2023 · Advisor changed firm · fact
C•••• K• S•••••••• left N••••••••• M••••• I••••••••• S••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-11-15)
Nov 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address