RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• P••• D••••
- C••• I••••••••• A•••••••• I••• independent RIA currentsince Feb 11, 2018 · Mcdonough, Ga
- K••••••• C•••••• C••••••••• formerJul 21, 2014 to Oct 31, 2016 · New York, Ny
- G••••• S••••••••• I••• formerApr 7, 2011 to May 7, 2014 · San Diego, Ca
- Q•• F•••••••• L•• unclassifiedMar 25, 2009 to Feb 11, 2011 · Mckinney, Tx
- C•••• I••••••••• S••••••• C•••• formerApr 10, 2006 to Jan 16, 2009 · Carrollton, Tx
- W•••• F•••• I••••••••• L•• unclassifiedMay 12, 2004 to Jun 17, 2004 · El Paso, Tx
- M••••• S•••••• D• I••• unclassifiedJan 16, 2002 to Dec 6, 2002 · El Paso, Tx
- K••••••• C•••••• C••••••••• to C••• I••••••••• A•••••••• I•••left Oct 31, 2016, registered Feb 11, 2018 (468 days) · Other
- G••••• S••••••••• I••• to K••••••• C•••••• C•••••••••left May 7, 2014, registered Jul 21, 2014 (75 days) · Other
- Q•• F•••••••• L•• to G••••• S••••••••• I•••left Feb 11, 2011, registered Apr 7, 2011 (55 days) · Other
- C•••• I••••••••• S••••••• C•••• to Q•• F•••••••• L••left Jan 16, 2009, registered Mar 25, 2009 (68 days) · Other
- W•••• F•••• I••••••••• L•• to C•••• I••••••••• S••••••• C••••left Jun 17, 2004, registered Apr 10, 2006 (662 days) · Other
- M••••• S•••••• D• I••• to W•••• F•••• I••••••••• L••left Dec 6, 2002, registered May 12, 2004 (523 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address