RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• A•••• C••••
- V••••••••• A••••••• S••••••• BD affiliated currentsince Apr 24, 2025 · Woodbury, Ny
- L•• F•••••••• L•• BD affiliatedMar 22, 2010 to Mar 31, 2025 · Canandaigua, Ny
- R•• C•••••• M••••••• L•• national BDApr 18, 2007 to Mar 5, 2010 · Canandaigua, Ny
- L•• F•••••••• L•• to V••••••••• A••••••• S•••••••left Mar 31, 2025, registered Apr 24, 2025 (24 days) · Affiliated broker-dealer or bank to another
- R•• C•••••• M••••••• L•• to L•• F•••••••• L••left Mar 5, 2010, registered Mar 22, 2010 (17 days) · Other
- B•••••• A•••• C•••• left L•• F•••••••• L•• for V••••••••• A••••••• S••••••• (registered 2025-04-24)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address