RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• B•••••• B••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Indianapolis, In
- S••••••••• A•••••• A•••••••• I••• formerOct 18, 2017 to Jun 14, 2024 · Indianapolis, In
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJul 2, 2013 to Oct 25, 2017 · St. Petersburg, Fl
- D•• W••••• A••••••• S•••••••• L••• unclassifiedJan 11, 2005 to Dec 26, 2013 · Indianapolis, In
- 1•• G••••• A••••••• I•• formerNov 4, 2004 to Jul 2, 2013 · Indianapolis, In
- E•••••••• A•••••••• L•• national BDJul 21, 2000 to Nov 15, 2004 · Indianapolis, In
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S••••••••• A•••••• A•••••••• I•••left Oct 25, 2017, registered Oct 18, 2017 (-7 days) · Other · moved with a team
- D•• W••••• A••••••• S•••••••• L••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Dec 26, 2013, registered Jul 2, 2013 (-177 days) · Other
- 1•• G••••• A••••••• I•• to D•• W••••• A••••••• S•••••••• L•••left Jul 2, 2013, registered Jan 11, 2005 (-3094 days) · Other
- E•••••••• A•••••••• L•• to 1•• G••••• A••••••• I••left Nov 15, 2004, registered Nov 4, 2004 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address