RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B•••••• C•••••••
- O•••• W•••••• I••• BD affiliated currentsince Aug 1, 2023 · Scottsdale, Az
- F•• S••••••••• C••••••••• formerJul 20, 2007 to Nov 3, 2023 · Atlanta, Ga
- P••• I••••••••• L•• asset managerFeb 11, 2004 to Oct 13, 2005 · Woodstock, Ga
- F•• S••••••••• C••••••••• to O•••• W•••••• I•••left Nov 3, 2023, registered Aug 1, 2023 (-94 days) · corporate re-registration, not a move
- P••• I••••••••• L•• to F•• S••••••••• C•••••••••left Oct 13, 2005, registered Jul 20, 2007 (645 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address