RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• R•• B•••
- Title
- Chief Compliance Officerreportedhswealthpartners.comfirm site, Sep 15, 2026
- Years, as the firm states
- 25reportedhswealthpartners.com“With more than 25 years of experience (many of which have been spent with Tony and Pete’s team), she has a broad understanding of the practice and the industry at large.”
- Professional profile
- hswealthpartners.com/who-we-are/joshalyn-bacareportedhswealthpartners.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- H• W••••• P••••••• independent RIA currentsince May 9, 2024 · Nashville, Tn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 30, 2017 to May 17, 2024 · Albuquerque, Nm
- U•• F•••••••• S••••••• I••• wirehouseNov 7, 2008 to Dec 10, 2017 · Albuquerque, Nm
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Nov 10, 2008 · Albuquerque, Nm
- M••••• S•••••• D• I••• unclassifiedJun 27, 2002 to Apr 2, 2007 · Albuquerque, Nm
- C•••••••• I••••••••• R••••••• A•••••••• I••• to H• W••••• P•••••••left May 17, 2024, registered May 9, 2024 (-8 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- U•• F•••••••• S••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 10, 2017, registered Nov 30, 2017 (-10 days) · Other · moved with a team
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Nov 10, 2008, registered Nov 7, 2008 (-3 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- J••••••• R•• B••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for H• W••••• P••••••• (registered 2024-05-09)May 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address