DFX Intelligence
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E••• M•••••• N•••
Certified Financial Planner
As of · the IAPD feed; also filed as E••• M• N•••••••• M• N•••
- At current firm
- 4 y
- In the industry
- 26 y
- Prior registered firms
- 6
- Signals
- 2
since Jan 14, 2022
As of · the IAPD feed; also filed as E••• M• N•••••••• M• N•••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Business email
- ••• Lockedreportedfirst-stepwealth.comfirm site, Sep 17, 2026
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- F•••• S••• W••••• P••••••• independent RIA currentsince Jan 14, 2022 · Wilton, Ny
- O••••• I••••••••• A••••••• L•• independent RIANov 18, 2022 to Aug 7, 2023 · Sarasota, Fl
- M••••• S•••••• wirehouseMay 1, 2019 to Jan 27, 2022 · Saratoga Springs, Ny
- W••••••••• • C••• L•• formerMay 15, 2017 to Dec 18, 2018 · Malta, Ny
- S•••••••• A••••••• L•• national BDNov 13, 2013 to May 25, 2016 · Albany, Ny
- C•••• I••••••••• S••••••• C•••• formerOct 21, 2008 to Nov 15, 2011 · New York, Ny
All 6 prior registrationsShow fewer
- C•••••• S••••• • C••• I••• national BDNov 21, 2005 to Sep 16, 2008 · Albany, Ny
Moves
a registration end followed by a registration begin elsewhere
- O••••• I••••••••• A••••••• L•• to no registered destinationleft Aug 7, 2023 · Departure, no registered destination
- M••••• S•••••• to F•••• S••• W••••• P•••••••left Jan 27, 2022, registered Jan 14, 2022 (-13 days) · Wirehouse to independent RIA
- W••••••••• • C••• L•• to M••••• S••••••left Dec 18, 2018, registered May 1, 2019 (134 days) · Other
- S•••••••• A••••••• L•• to W••••••••• • C••• L••left May 25, 2016, registered May 15, 2017 (355 days) · Other
- C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••left Nov 15, 2011, registered Nov 13, 2013 (729 days) · Other
All 6 movesShow fewer
- C•••••• S••••• • C••• I••• to C•••• I••••••••• S••••••• C••••left Sep 16, 2008, registered Oct 21, 2008 (35 days) · Other
Signals
- ••• LockedAug 7, 2023 · Advisor departure · fact
- ••• LockedJan 27, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address