DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Origin Investment Advisory LLC
Latest filing Mar 26, 2026
First filing on the tape Dec 24, 2020 · 39 filings
SEC status approved since Jan 25, 2021
RAUM
$34.7M
reported, Item 5.F
Discretionary
6.4%
of RAUM
Private clients
100%
$34.7M individuals and HNW
Advisors
34
registered through the firm on IAPD
RAUM per advisor
$1.0M
derived; firm RAUM over IAPD count
Employees
41
40 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$34.7M as of Mar 26, 2026
Mar 31, 2022$505,000 then
HNW client RAUM$0 as of Mar 26, 2026
Mar 15, 2021$0 then
State-registered IARs (5.B.3)40 as of Mar 26, 2026
Mar 15, 20217 then
Employees (5.A)41 as of Mar 26, 2026
Mar 15, 202137 then
Private funds: no history
RAUM +1514% over the last fiscal year+317% a year over threeIARs 47 to 40
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $1.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 223derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4,567derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 6.4%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 34.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1514%derivedbetween the last two annual amendments
- Advisor growth, one year
- -15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +327%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Financial planning clients
- 17,500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$34.7M100%
- Individual clients
- 7,591reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7,590reported
- Financial planning clients
- 17,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mantas TautkusCertified Financial Planner | Lake Barrington, Il | May 27, 2020 | 16 y | 2 |
| Jane Ruguru MephamCertified Financial Planner | Austin, Tx | Sep 15, 2020 | 10 y | 0 |
| Elizabeth M. RichardsonCertified Financial Planner, Personal Financial Specialist | Sarasota, Fl | Mar 30, 2021 | 24 y | 1 |
| Jose Vicente SanchezCertified Financial Planner | Albuquerque, Nm | Apr 28, 2021 | 20 y | 2 |
| Marcus Paul MillerCertified Financial Planner | Middleburg, Fl | Jun 17, 2021 | 13 y | 0 |
| Cherita ChurchCertified Financial Planner | Manchester, Nh | Nov 29, 2021 | 10 y | 1 |
| Dace Andrew DekruifCertified Financial Planner | Bloomfield Hills, Mi | Jan 4, 2022 | 23 y | 7 |
| Contey Fulinia SmithCertified Financial Planner | Atlanta, Ga | Jan 7, 2022 | 10 y | 2 |
| Terry Jay MontanoCertified Financial Planner | Atlanta, Ga | Feb 7, 2022 | 11 y | 3 |
| Tiffany Yolanda JohnsonCertified Financial Planner | Decatur, Ga | Feb 24, 2022 | 12 y | 1 |
| Dustin Gray SuttleCertified Financial Planner | Scottsdale, Az | Mar 2, 2022 | 23 y | 6 |
| Paul CarriereCertified Financial Planner | Colorado Springs, Co | Mar 17, 2022 | 12 y | 3 |
| Grant Roger MaddoxCertified Financial Planner | Charleston, Sc | May 12, 2022 | 9 y | 1 |
| Han XueCertified Financial Planner | Sarasota, Fl | Jul 25, 2022 | 12 y | 0 |
| Shannon G GreyCertified Financial Planner | San Diego, Ca | Oct 31, 2022 | 27 y | 3 |
| Jacob Lee StalderCertified Financial Planner | Sarasota, Fl | Mar 2, 2023 | 12 y | 2 |
| Tarif Jamal CarsonCertified Financial Planner | Plymouth Meeting, Pa | Aug 23, 2024 | 20 y | 2 |
| Nycole Berlyn FreerCertified Financial Planner | Aliso Viejo, Ca | Jan 1, 2025 | 12 y | 2 |
| James Tyler HornCertified Financial Planner | Sarasota, Fl | Jan 2, 2025 | 11 y | 2 |
| Khwan HathaiCertified Financial Planner | Denver, Co | Jan 14, 2025 | 10 y | 3 |
| Michael John HakimiCertified Financial Planner | Sarasota, Fl | Dec 12, 2025 | 12 y | 2 |
| Anders Johnson SkagerbergCertified Financial Planner | Sarasota, Fl | Sep 10, 2026 | 11 y | 3 |
Advisor movement
4 left, 3 joined in 12 months
net -1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 12% of current headcount34 left over 36 months
Left, latest
- Luis Francisco Rosa to SavvySep 16, 2026 · RIA to RIA
- Heath Edward Hampton to Boldin AdvisorsJun 15, 2026 · Other
- Carlos Daniel Ruiz to Mission Wealth Management, LPFeb 11, 2026 · RIA to RIA
- William Patrick Nugent to Monarch Plan AdvisorsJan 12, 2026 · Other
- Valencia Brown Jones to Ernst & Young Investment Advisers LlpAug 18, 2025 · Other
- Steven Bradley Kingsley to Kingsley FinancialAug 18, 2025 · RIA to a state-registered adviser
- Susan E. Gardiner to South County Wealth PlanningJul 15, 2025 · RIA to a state-registered adviser
- Nancy Anne Nawn to Cwm, LLCJun 26, 2025 · RIA to affiliated broker-dealer or bank
- Theresa Morrison to 6|21 Private WealthApr 9, 2025 · RIA to a state-registered adviser
- Matthew Hardy Cobas to Kaiyo Wealth LLCMar 28, 2025 · RIA to RIA
- Kimberly Ann Houston to NectarineFeb 28, 2025 · Other
- Jonel Joseph Tomines to Cmg Financial ConsultingFeb 17, 2025 · RIA to RIA
- Christopher Charles Marrone to ForefrontJan 3, 2025 · RIA to RIA
- Devin Sami Faddoul to Ewa, LLCJul 8, 2024 · RIA to RIA
- David Alan Fowler to Smartpath AdvisorsJun 27, 2024 · Other
Joined, latest
- Anders Johnson Skagerberg from Albion Financial GroupSep 10, 2026 · RIA to RIA
- Heath Edward Hampton from NdvrDec 12, 2025 · RIA to RIA
- Carlos Daniel Ruiz from Zero Day Capital Enterprises LLCSep 17, 2025 · RIA to RIA
- Andrew John Bencivenga from Trunorth AdvisorsJul 15, 2025 · RIA to RIA
- Luis Francisco Rosa from Build A Better Financial Future LLCJan 14, 2025 · Other
- Khwan Hathai from Motley Fool Wealth Management, LLCJan 14, 2025 · RIA to RIA
- James Tyler Horn from FacetJan 2, 2025 · RIA to RIA
- Nycole Berlyn Freer from J.P. Morgan Securities LLCJan 1, 2025 · Wirehouse to independent RIA
- Donovan Jordan Brooks from Prospurpose WealthMay 24, 2023 · Other
- Christopher Paul Shoup from Charles Schwab & Co., Inc.Jan 28, 2023 · Affiliated broker-dealer or bank to independent RIA
- Matthew Hardy Cobas from MarinerDec 21, 2022 · Affiliated broker-dealer or bank to independent RIA
- Devin Sami Faddoul from Adda Financial LLCDec 21, 2022 · Other
- Nicholas Wayne Rygiel from Ironclad FinancialDec 7, 2022 · Other
- Victoria E Ferguson from EllevestDec 2, 2022 · RIA to RIA
- Justin Karl Bolmgren from Bolmgren Retireplan, Inc.Nov 16, 2022 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Smartpath AdvisorsJun 19, 2024 · Sarasota, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kundar Wallis Finger · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
Entity owners
- Blend Financial · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sarasota, Fl | 33 | 3 | 8 | ||
| Mount Pleasant, Sc | 1 | 1 | 0 | ||
| Saint Michael, Mn | 0 | 0 | 0 | ||
| Somerville, Ma | 0 | 0 | 0 | ||
| Cobb, Ca | 0 | 0 | 0 | ||
| Troy, Mi | 0 | 0 | 0 | ||
| Vancouver, Wa | 0 | 0 | 0 | ||
| Walpole, Ma | 0 | 0 | 0 | ||
| West Sacramento, Ca | 0 | 0 | 0 | ||
| Kathleen, Ga | 0 | 0 | 1 | ||
| Anthem, Az | 0 | 0 | 0 | ||
| Henderson, Nv | 0 | 0 | 0 | ||
| Olathe, Ks | 0 | 0 | 0 | ||
| Upper Arlington, Oh | 0 | 0 | 0 | ||
| San Antonio, Tx | 0 | 0 | 0 | ||
| Pittsburgh, Pa | 0 | 0 | 0 | ||
| Franklin, Tn | 0 | 0 | 0 | ||
| Stanfordville, Ny | 0 | 0 | 0 | ||
| Knoxville, Tn | 0 | 0 | 1 | ||
| Westford, Ma | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 26, 2026accounts (Item 5.F.2.f) moved from 1,776.0 to 7,590.0 (+327.0%) between the annual amendments of 2025-03-10 and 2026-03-26; the peer median change was +2.0% (136 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, under $100M (136) · 98% percentile
- client count surgeChange between filings · filing Mar 26, 2026individual and HNW clients (Item 5.D) moved from 1,776.0 to 7,591.0 (+327.0%) between the annual amendments of 2025-03-10 and 2026-03-26; the peer median change was 0.0% (120 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, under $100M (120) · 98% percentile
- employee count dropChange between filings · filing Mar 26, 2026employees (Item 5.A) moved from 162.0 to 41.0 (-75.0%) between the annual amendments of 2025-03-10 and 2026-03-26; the peer median change was 0.0% (57 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, under $100M (57) · 3.6% percentile
What changed
consecutive filings, newest first
- Accounts · 1,776 to 7,590Feb 20, 2026 to Mar 26, 2026
- Advisory employees · 56 to 40Feb 20, 2026 to Mar 26, 2026
- Individual clients · 1,776 to 7,591Feb 20, 2026 to Mar 26, 2026
- Employees · 162 to 41Feb 20, 2026 to Mar 26, 2026
- State-registered IARs · 47 to 40Feb 20, 2026 to Mar 26, 2026
- Discretionary RAUM · $1.8M to $2.2MFeb 20, 2026 to Mar 26, 2026
- Individual RAUM · $2.1M to $34.7MFeb 20, 2026 to Mar 26, 2026
- Non-discretionary RAUM · $320,834 to $32.5MFeb 20, 2026 to Mar 26, 2026
- RAUM · $2.1M to $34.7MFeb 20, 2026 to Mar 26, 2026
- HQ city · BOSTON to Sep 17, 2025 to Dec 4, 2025
- HQ state · MA to Sep 17, 2025 to Dec 4, 2025
- Accounts · 193 to 1,776Oct 8, 2024 to Mar 10, 2025
- Advisory employees · 52 to 56Oct 8, 2024 to Mar 10, 2025
- Individual clients · 193 to 1,776Oct 8, 2024 to Mar 10, 2025
- Employees · 144 to 162Oct 8, 2024 to Mar 10, 2025
- Insurance-licensed employees · 50 to 40Oct 8, 2024 to Mar 10, 2025
- Financial planning clients · More than 500 to More than 500Oct 8, 2024 to Mar 10, 2025
- State-registered IARs · 52 to 47Oct 8, 2024 to Mar 10, 2025
- Discretionary RAUM · $896,331 to $1.8MOct 8, 2024 to Mar 10, 2025
- Individual RAUM · $896,331 to $2.1MOct 8, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $0 to $320,834Oct 8, 2024 to Mar 10, 2025
- RAUM · $896,331 to $2.1MOct 8, 2024 to Mar 10, 2025
- Accounts · 133 to 193Jan 17, 2024 to Aug 8, 2024
- Advisory employees · 72 to 52Jan 17, 2024 to Aug 8, 2024
- Individual clients · 133 to 193Jan 17, 2024 to Aug 8, 2024
- Employees · 164 to 144Jan 17, 2024 to Aug 8, 2024
- Insurance-licensed employees · 68 to 50Jan 17, 2024 to Aug 8, 2024
- State-registered IARs · 72 to 52Jan 17, 2024 to Aug 8, 2024
- Discretionary RAUM · $548,444 to $896,331Jan 17, 2024 to Aug 8, 2024
- Individual RAUM · $548,444 to $896,331Jan 17, 2024 to Aug 8, 2024
- RAUM · $548,444 to $896,331Jan 17, 2024 to Aug 8, 2024
- Business name · ORIGIN FINANCIAL to ORIGIN INVESTMENT ADVISORY LLCJan 2, 2024 to Jan 9, 2024
- Legal name · BLEND FINANCIAL INC. to ORIGIN INVESTMENT ADVISORY LLCJan 2, 2024 to Jan 9, 2024
- Organization form · Corporation to Limited Liability CompanyJan 2, 2024 to Jan 9, 2024
- Succession · true to falseJan 2, 2024 to Jan 9, 2024
- Accounts · 31 to 133Dec 1, 2023 to Jan 2, 2024
- Advisory employees · 75 to 72Dec 1, 2023 to Jan 2, 2024
- Individual clients · 20 to 133Dec 1, 2023 to Jan 2, 2024
- Employees · 170 to 164Dec 1, 2023 to Jan 2, 2024
- Insurance-licensed employees · 75 to 68Dec 1, 2023 to Jan 2, 2024
Signals
60 dated events
- Luis Francisco Rosa left Origin Investment Advisory LLC for Savvy (registered 2025-12-09)Sep 16, 2026 · Advisor changed firm · fact
- Jay Dee Lake no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDJul 16, 2026 · Advisor departure · fact
- Heath Edward Hampton left Origin Investment Advisory Llc for Boldin Advisors (registered 2026-06-26)Jun 15, 2026 · Advisor changed firm · fact
- Lakhaun Mckinley no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDMay 1, 2026 · Advisor departure · fact
- Carlos Daniel Ruiz left Origin Investment Advisory Llc for Mission Wealth Management, Lp (registered 2026-03-09)Feb 11, 2026 · Advisor changed firm · fact
- Jay Lee no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDJan 20, 2026 · Advisor departure · fact
- William Patrick Nugent left Origin Investment Advisory Llc for Monarch Plan Advisors (registered 2023-08-11)Jan 12, 2026 · Advisor changed firm · fact
- Curtis James Crossland no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDJan 8, 2026 · Advisor departure · fact
- Michael Kenneth Babcock no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDNov 21, 2025 · Advisor departure · fact
- Patrick Neil Elliott no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDSep 30, 2025 · Advisor departure · fact
- Ginger Eusebio Lyle Ames no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDSep 15, 2025 · Advisor departure · fact
- John Matthew Piershale no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDAug 19, 2025 · Advisor departure · fact
- Valencia Brown Jones left Origin Investment Advisory Llc for Ernst & Young Investment Advisers Llp (registered 2022-07-25)Aug 18, 2025 · Advisor changed firm · fact
- Steven Bradley Kingsley left Origin Investment Advisory Llc for Kingsley Financial (registered 2024-04-11)Aug 18, 2025 · Advisor changed firm · fact
- Susan E. Gardiner left Origin Investment Advisory Llc for South County Wealth Planning (registered 2023-01-04)Jul 15, 2025 · Advisor changed firm · fact
- Nancy Anne Nawn left Origin Investment Advisory Llc for Cwm, Llc (registered 2025-12-01)Jun 26, 2025 · Advisor changed firm · fact
- Theresa Morrison left Origin Investment Advisory Llc for 6|21 Private Wealth (registered 2025-04-08)Apr 9, 2025 · Advisor changed firm · fact
- Scott Newhouse no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDApr 2, 2025 · Advisor departure · fact
- Matthew Hardy Cobas left Origin Investment Advisory Llc for Kaiyo Wealth Llc (registered 2024-04-26)Mar 28, 2025 · Advisor changed firm · fact
- Kimberly Ann Houston left Origin Investment Advisory Llc for Nectarine (registered 2025-01-17)Feb 28, 2025 · Advisor changed firm · fact
- Jonel Joseph Tomines left Origin Investment Advisory Llc for Cmg Financial Consulting (registered 2022-09-16)Feb 17, 2025 · Advisor changed firm · fact
- Kenneth Bruce Hoyt no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDJan 28, 2025 · Advisor departure · fact
- Daniel J Miller no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDJan 16, 2025 · Advisor departure · fact
- Christopher Charles Marrone left Origin Investment Advisory Llc for Forefront (registered 2022-11-01)Jan 3, 2025 · Advisor changed firm · fact
- Origin Investment Advisory Llc reported 52 state-registered advisory representatives, down from 72 (2024-01-17 to 2024-08-08)Aug 8, 2024 · Advisor headcount change · derived
- Devin Sami Faddoul left Origin Investment Advisory Llc for Ewa, Llc (registered 2024-07-08)Jul 8, 2024 · Advisor changed firm · fact
- David Alan Fowler left Origin Investment Advisory Llc for Smartpath Advisors (registered 2024-07-09)Jun 27, 2024 · Advisor changed firm · fact
- Christopher Stephen Kimmet left Origin Investment Advisory Llc for Hamilton Capital (registered 2024-06-27)Jun 21, 2024 · Advisor changed firm · fact
- Christopher George Reddick left Origin Investment Advisory Llc for Nectarine (registered 2024-04-10)Jun 19, 2024 · Advisor changed firm · fact
- Kyle Andrew Moore left Origin Investment Advisory Llc for Smartpath Advisors (registered 2024-07-03)Jun 19, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/origin-financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- useorigin.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 6172273825reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026