DFX Intelligence
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Registered advisor
B•••••• J•••• S••••
Feed of 09/14/2026
Also filed as S•••• J•••• B••••••
At current firm
0 y
since Jan 1, 2026
In the industry
26 y
since Dec 22, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
what the firm itself publishes, with the page it was read from
- Title
- Managing Directorreportedallpointfg.comfirm site, Sep 16, 2026
- Direct business phone
- ••• Lockedreportedallpointfg.comfirm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- A••••••• F•••••••• G•••• independent RIA currentsince Jan 1, 2026 · Petaluma, Ca
- S•• F•••••••• unclassifiedJan 16, 2019 to Dec 9, 2023 · Santa Rosa, Ca
- S•• F•••••••• unclassifiedAug 13, 2013 to Dec 31, 2018 · Santa Rosa, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Apr 17, 2012 · Novato, Ca
- W••• I••••••••• I••• unclassifiedJun 12, 2007 to May 2, 2009 · Novato, Ca
Moves
a registration end followed by a registration begin elsewhere
- S•• F•••••••• to A••••••• F•••••••• G••••left Dec 9, 2023, registered Jan 1, 2026 (754 days) · Other · moved with a team
- C•••• I••••••••• S••••••• C•••• to S•• F••••••••left Apr 17, 2012, registered Aug 13, 2013 (483 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedDec 9, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address