DFX Intelligence
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Registered advisor
M•••••• E••••• W•••••••••
Feed of 09/15/2026
Also filed as M•••••• E• R••••••••• W•••••••••
At current firm
5 y
since Jun 10, 2021
In the industry
24 y
since Dec 21, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 10, 2021 · Lansdale, Pa
- L•• F•••••••• L•• BD affiliatedNov 8, 2018 to Apr 9, 2021 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 27, 2009 to Sep 7, 2018 · Radnor, Pa
- T• A••••••••• I••• formerFeb 27, 2009 to Sep 7, 2018 · Radnor, Pa
- M••••••••• M••••••••• I••• unclassifiedFeb 4, 2003 to Oct 5, 2009 · Schwenksville, Pa
- B••••••••• S••••••••• C••••••••• unclassifiedSep 20, 2002 to Oct 29, 2003 · Schwenksville, Pa
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 7, 2018, registered Feb 27, 2009 (-3479 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 7, 2018, registered Feb 27, 2009 (-3479 days) · Other · moved with a team
- M••••••••• M••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 5, 2009, registered Feb 27, 2009 (-220 days) · Other
- B••••••••• S••••••••• C••••••••• to M••••••••• M••••••••• I•••left Oct 29, 2003, registered Feb 4, 2003 (-267 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address