RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J•••• H••••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince May 21, 2021 · Altoona, Wi
- F•••••••• W••••• M••••••••• L•• formerFeb 1, 2018 to May 10, 2021 · Middleton, Wi
- F•••••••• I••••••••• A••••••• I••••••••• formerAug 16, 2016 to Feb 21, 2018 · Middleton, Wi
- B•• A•••• M••••••••• C•••• otherJun 8, 2012 to Jan 13, 2016 · Chicago, Il
- M•• I••••••••• M••••••••• C•••• formerFeb 1, 2008 to Jun 8, 2012 · Milwaukee, Wi
- R•• C•••••• M••••••• L•• national BDApr 17, 2007 to Jan 8, 2008 · Eau Claire, Wi
- F•••••••• W••••• M••••••••• L•• to G•••• V••••• A•••••• G••••• L••left May 10, 2021, registered May 21, 2021 (11 days) · RIA to RIA
- F•••••••• I••••••••• A••••••• I••••••••• to F•••••••• W••••• M••••••••• L••left Feb 21, 2018, registered Feb 1, 2018 (-20 days) · Other · moved with a team
- B•• A•••• M••••••••• C•••• to F•••••••• I••••••••• A••••••• I•••••••••left Jan 13, 2016, registered Aug 16, 2016 (216 days) · Other
- M•• I••••••••• M••••••••• C•••• to B•• A•••• M••••••••• C••••left Jun 8, 2012, registered Jun 8, 2012 (0 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to M•• I••••••••• M••••••••• C••••left Jan 8, 2008, registered Feb 1, 2008 (24 days) · Other
- S••••• J•••• H•••••• no longer holds an investment adviser registration (last listed at G•••• V••••• A•••••• G••••• L•• on the 2026-09-15 feed)Sep 15, 2026 · a•••••• registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address