RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• K•• W•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Norman, Ok
- I••••••••• C•••••• O• A••••••• I••• formerJun 17, 2011 to Oct 5, 2017 · Midwest City, Ok
- C••••• A•••••• N••••••• L•• formerFeb 16, 2010 to Jun 16, 2011 · Edmond, Ok
- C••• B•••••••• S•••••••• I••• formerNov 27, 2006 to Oct 6, 2009 · Oklahoma City, Ok
- A••••• W••••• M••••••••• independent RIAJan 6, 2004 to Nov 20, 2006 · Edmond, Ok
- I••••••••• C•••••• O• A••••••• I••• to C••••• I••••••••• A••••••• L••left Oct 5, 2017, registered Jun 29, 2023 (2093 days) · Other
- C••••• A•••••• N••••••• L•• to I••••••••• C•••••• O• A••••••• I•••left Jun 16, 2011, registered Jun 17, 2011 (1 days) · Other
- C••• B•••••••• S•••••••• I••• to C••••• A•••••• N••••••• L••left Oct 6, 2009, registered Feb 16, 2010 (133 days) · Other
- A••••• W••••• M••••••••• to C••• B•••••••• S•••••••• I•••left Nov 20, 2006, registered Nov 27, 2006 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address