RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R•••••• C••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 5, 2014 · Washington Court House, Oh
- C••••••• F•••••••• S••••••••• L•• state registered currentsince Feb 23, 2007 · Washington Court House, Oh
- S••••• A••• I••••••••• A•••••• S•••••••• I••• formerJul 7, 2000 to Mar 21, 2014 · Youngstown, Oh
- C••••••• F•••••••• S••••••••• L•• state registeredFeb 24, 2000 to Dec 31, 2006 · Washington Court House, Oh
- S••••• A••• I••••••••• A•••••• S•••••••• I••• to C••••••• F•••••••• S••••••••• L••left Mar 21, 2014, registered Feb 23, 2007 (-2583 days) · Other
- C••••••• F•••••••• S••••••••• L•• to S••••• A••• I••••••••• A•••••• S•••••••• I•••left Dec 31, 2006, registered Jul 7, 2000 (-2368 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address