RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• C•••• L•• L••
- L•• F•••••••• L•• BD affiliated currentsince Jun 5, 2025 · San Diego, Ca
- W•••••• I••••••••• S••••••••• formerAug 21, 2017 to Jun 5, 2025 · Clovis, Ca
- F•••••••• W••• G•••• formerNov 17, 2011 to Aug 21, 2017 · W•••Lake Village, Ca
- T••••• P•••• S••••••••• I••• unclassifiedApr 5, 2005 to Nov 21, 2011 · San Diego, Ca
- W•••••• I••••••••• S••••••••• to L•• F•••••••• L••left Jun 5, 2025, registered Jun 5, 2025 (0 days) · corporate re-registration, not a move
- F•••••••• W••• G•••• to W•••••• I••••••••• S•••••••••left Aug 21, 2017, registered Aug 21, 2017 (0 days) · corporate re-registration, not a move
- T••••• P•••• S••••••••• I••• to F•••••••• W••• G••••left Nov 21, 2011, registered Nov 17, 2011 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address