RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P••• Z•••••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Mar 9, 2018 · Cleveland, Oh
- C••• R••••••••• P••• A••••••• S••••••• institutional currentsince Jun 29, 2016 · Independence, Oh
- M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• institutionalNov 1, 2013 to Dec 31, 2016 · Winston Salem, Nc
- N•• A•••••• S•••••••• L•• formerAug 17, 2012 to Jul 5, 2013 · Cleveland, Oh
- C••• R••••••••• P••• A••••••• S••••••• institutionalAug 29, 2000 to Feb 5, 2009 · Independence, Oh
- G•••••• A•••• M••••••••• I••• unclassifiedMay 1, 2000 to Feb 4, 2005 · Cleveland, Oh
- M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• to C••• R••••••••• P••• A••••••• S•••••••left Dec 31, 2016, registered Jun 29, 2016 (-185 days) · Other
- N•• A•••••• S•••••••• L•• to M••••••••• I••••••••• A•• R••••••••• A•••••••• L••left Jul 5, 2013, registered Nov 1, 2013 (119 days) · Other
- C••• R••••••••• P••• A••••••• S••••••• to N•• A•••••• S•••••••• L••left Feb 5, 2009, registered Aug 17, 2012 (1289 days) · Other
- G•••••• A•••• M••••••••• I••• to C••• R••••••••• P••• A••••••• S•••••••left Feb 4, 2005, registered Aug 29, 2000 (-1620 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address