RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• M••• H•••••••••
- H••••••••• F•••••••• S•••••••• L•• state registered currentsince Feb 18, 2017 · Dickinson, Nd
- V•••••• C•••••• M••••••••• L•• formerSep 27, 2004 to May 2, 2007 · Lake Geneva, Wi
- C•••••• F•••••••• S•••••••• I••• formerAug 24, 2004 to May 31, 2017 · Dickinson, Nd
- W•••• F•••• I••••••••• L•• unclassifiedApr 3, 2001 to Aug 9, 2004 · Dickinson, Nd
- C•••••• F•••••••• S•••••••• I••• to V•••••• C•••••• M••••••••• L••left May 31, 2017, registered Sep 27, 2004 (-4629 days) · Other
- V•••••• C•••••• M••••••••• L•• to H••••••••• F•••••••• S•••••••• L••left May 2, 2007, registered Feb 18, 2017 (3580 days) · Other
- W•••• F•••• I••••••••• L•• to C•••••• F•••••••• S•••••••• I•••left Aug 9, 2004, registered Aug 24, 2004 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address