RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••••• H•••••••
- Z•• I••••••••• A••••••• state registered currentsince Nov 7, 2008 · Albuquerque, Nm
- T•• M••••• F••• S•••• formerDec 8, 2004 to Oct 16, 2008 · Albuquerque, Nm
- T• A••••••••• I••• formerSep 12, 2003 to Nov 9, 2004 · Albuquerque, Nm
- T•• M••••• F••• S•••• to Z•• I••••••••• A•••••••left Oct 16, 2008, registered Nov 7, 2008 (22 days) · Other
- T• A••••••••• I••• to T•• M••••• F••• S••••left Nov 9, 2004, registered Dec 8, 2004 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address