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Registered advisor
D••••• S•••••• H••••••••
Feed of 09/14/2026
At current firm
19 y
since Aug 9, 2007
In the industry
26 y
since Jan 21, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••••• C•••••• • W••••• M••••••••• L•• state registered currentsince Aug 9, 2007 · Brownsville, Tx
- A• G• E•••••• • S•••• I••• unclassifiedNov 12, 2003 to Aug 15, 2007 · Brownsville, Tx
Moves
a registration end followed by a registration begin elsewhere
- A• G• E•••••• • S•••• I••• to H•••••••• C•••••• • W••••• M••••••••• L••left Aug 15, 2007, registered Aug 9, 2007 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address