RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• L••• B•••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 9, 2011 · Clovis, Ca
- Q•• F•••••••• L•• unclassifiedFeb 26, 2010 to Feb 11, 2011 · Fresno, Ca
- Q•• F•••••••• L•• unclassifiedMay 1, 2003 to Nov 5, 2009 · Clovis, Ca
- S•••• I••••••••• A••••••• I••••••••• state registeredApr 30, 2001 to Apr 30, 2003 · Fresno, Ca
- Q•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 11, 2011, registered Mar 9, 2011 (26 days) · Other
- S•••• I••••••••• A••••••• I••••••••• to Q•• F•••••••• L••left Apr 30, 2003, registered May 1, 2003 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address