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Registered advisor
P•••••• R•••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Aug 11, 2025
In the industry
26 y
since Jan 13, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 11, 2025 · Anchorage, Ak
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Aug 13, 2025 · Anchorage, Ak
- S••••••••• A•••••• A•••••••• I••• formerNov 6, 2020 to Jun 14, 2024 · Anchorage, Ak
- K•• F•••••••• S•••••••• I•• formerMay 15, 2009 to Nov 6, 2020 · Anchorage, Ak
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 1, 2000 to May 28, 2009 · Anchorage, Ak
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 13, 2025, registered Aug 11, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to K•• F•••••••• S•••••••• I••left May 28, 2009, registered May 15, 2009 (-13 days) · Other
Signals
- P•••••• R••••• left O•••• W•••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-08-11)Aug 13, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address