DFX Intelligence
RIA Intelligence
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Registered advisor
G•••••• P••••• P••••
Chartered Financial Analyst
Feed of 09/15/2026
At current firm
20 y
since Mar 30, 2006
In the industry
21 y
since Feb 2, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 30, 2006 · Greenwood Village, Co
- G••••••• F•••••••• A•••• M••••••••• L•• unclassifiedFeb 2, 2005 to Aug 22, 2005 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- G••••••• F•••••••• A•••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 22, 2005, registered Mar 30, 2006 (220 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address