DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Wayne Albert Davis
Feed of 09/14/2026
Also filed as Wayne Albert Davis
At current firm
10 y
since Jul 15, 2016
In the industry
21 y
since Jan 26, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strickland Davis Advisors LLC independent RIA currentsince Jul 15, 2016 · Marietta, Ga
- Capital Bank And Trust Company asset managerJan 19, 2016 to Apr 11, 2016 · Irvine, Ca
- Capital Guardian Trust Company formerJan 25, 2012 to Jan 19, 2016 · Atlanta, Ga
- Neuberger Berman Bd LLC no RAUMMay 14, 2008 to Oct 11, 2011 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Capital Bank And Trust Company to Strickland Davis Advisors LLCleft Apr 11, 2016, registered Jul 15, 2016 (95 days) · Other
- Capital Guardian Trust Company to Capital Bank And Trust Companyleft Jan 19, 2016, registered Jan 19, 2016 (0 days) · corporate re-registration, not a move
- Neuberger Berman Bd LLC to Capital Guardian Trust Companyleft Oct 11, 2011, registered Jan 25, 2012 (106 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address