DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chad Allen Bell
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Jun 26, 2026
In the industry
26 y
since Sep 9, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 26, 2026 · Concord, Nh
- Osaic Institutions, Inc. BD affiliatedOct 17, 2011 to Jun 26, 2026 · Barre, Vt
- Uvest Financial Services Group, Inc. unclassifiedOct 1, 2004 to Oct 14, 2011 · Barre, Vt
- Banc Of America Investment Services, Inc. unclassifiedApr 25, 2003 to Sep 2, 2004 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- Osaic Institutions, Inc. to LPL Financial LLCleft Jun 26, 2026, registered Jun 26, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Uvest Financial Services Group, Inc. to Osaic Institutions, Inc.left Oct 14, 2011, registered Oct 17, 2011 (3 days) · Other
- Banc Of America Investment Services, Inc. to Uvest Financial Services Group, Inc.left Sep 2, 2004, registered Oct 1, 2004 (29 days) · Other
Signals
- Chad Allen Bell left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2026-06-26)Jun 26, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address